988 Financial Regulation jobs in Kenya

• Develop, implement, and monitor compliance policies and procedures in line with regulatory requirements.
• Conduct internal compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate compliance breaches and recommend corrective actions.
• Provide expert advice and training to employees on compliance-related matters.
• Stay up-to-date with changes in relevant laws and regulations affecting the financial services industry.
• Liaise with regulatory bodies and external auditors on compliance matters.
• Prepare and submit regulatory reports as required.
• Develop and manage the company's anti-money laundering (AML) and know-your-customer (KYC) programs.
• Ensure the company adheres to data protection and privacy regulations.
• Foster a culture of compliance throughout the organization.

• A Bachelor's degree in Law, Finance, Business Administration, or a related field. Professional certifications such as CCEP (Certified Compliance & Ethics Professional) are highly desirable.
• Minimum of 6-8 years of progressive experience in a compliance role, preferably within the financial services sector.
• In-depth knowledge of relevant Kenyan financial regulations (e.g., CBK directives, AML/CFT laws, data protection).
• Proven experience in conducting compliance audits, risk assessments, and investigations.
• Strong analytical and problem-solving skills with meticulous attention to detail.
• Excellent written and verbal communication skills, with the ability to explain complex legal and regulatory concepts.
• Ability to work independently, manage multiple priorities, and meet deadlines in a remote setting.
• High level of integrity and professionalism.

• Develop, implement, and maintain comprehensive compliance programs and policies.
• Conduct regular risk assessments to identify potential areas of compliance vulnerability and risk.
• Monitor changes in relevant laws and regulations and ensure the organization’s policies are updated accordingly.
• Oversee internal investigations into potential compliance breaches.
• Develop and deliver compliance training programs to employees at all levels.
• Ensure all required regulatory filings and reporting are completed accurately and on time.
• Advise management on compliance-related matters and provide recommendations for corrective actions.
• Establish and maintain effective communication channels with regulatory bodies.
• Manage and update compliance documentation and records.
• Promote a strong ethical culture and awareness of compliance obligations throughout the organization.
• Collaborate with internal audit and legal departments to ensure robust compliance controls.
• Respond to compliance inquiries from internal and external stakeholders.

• Bachelor's degree in Law, Business Administration, Finance, or a related field. A relevant professional certification (e.g., CCEP, CRCM) is highly desirable.
• Minimum of 6 years of experience in compliance, risk management, or a related legal/regulatory role.
• Strong knowledge of relevant industry regulations and compliance best practices.
• Proven experience in developing and implementing compliance policies and procedures.
• Excellent analytical, problem-solving, and investigative skills.
• Exceptional attention to detail and accuracy.
• Superior written and verbal communication skills, with the ability to present complex information clearly.
• Demonstrated ability to work independently, manage time effectively, and maintain confidentiality in a remote setting.
• Proficiency in compliance management software and standard office productivity tools.
• Experience with compliance frameworks relevant to businesses in Ongata Rongai, Kajiado, KE is a bonus, but this role is fully remote.

The Legal Officer is responsible for providing expert legal services to support business and ensure operations are carried out in accordance with the laid down company policies and procedures, regulatory guidelines and are within legal framework.

Essential Duties & Responsibilities include but not limited to the following:

• Provide legal advice and interpretation to on issues relating to the operations, procedures and policies governing the general business of the organization to ensure compliance with the law.
• Drafting and reviewing agreements, legal documents, Memorandums of Understanding and other collateral securities relating to MCL's business
• Perusing, drafting, renewing, reviewing and editing of loan documents and loan files where and when necessary.
• Providing general legal advice on legal recovery processes and drafting the necessary notices for example demand notices, default notices, recall notices, etc. Participate in recovery of written off and bad loans.
• Work in liaison with external law firms, ensure due diligence is conducted on individual borrowers, companies, organizations, associations, partnerships and loan securities pledged by clients.
• Providing advice on litigation matters and monitor assignments with external lawyers. Routinely appear in courts of law with external lawyers and any other fora and design appropriate litigation strategies to monitor the progress of litigation matters.
• Preparing release letters for securities after completion of the loans and ensure release of security where applicable.
• Performing any other duties as may be assigned by management from time to time.

Qualification, Knowledge and Experience:

• Bachelor's Degree in Law from a recognized Institution, Post Graduate Diploma in Law from the Kenya School of Law
• At least 4 years' experience in a legal department of a busy organization, financial services, with sound exposure to credit or lending and debt recovery.
• Advocate of the High Court of Kenya of at least 2 years' post-admission.
• Certified Public Secretary of Kenya CPS (K) is an added advantage
• Membership in the Law Society of Kenya.
• Proficiency with MS Office suite packages as well as good IT skills and knowledge are essential

Key Competencies

• Proficient negotiation and mediation skills
• Innovative thinking ability with strong analytical skills
• Exceptional communication skills, organizational and report writing skills.
• Strong interpersonal skills with ability to build supportive relationships with everyone across the firm.
• Able to multi-task, manage time effectively and keep calm under pressure.
• Maintains the highest professional standards.

How to Apply

Interested candidates should submit their application through our careers page and detailed CV by 20th September 2025.

• Develop, implement, and maintain robust compliance programs and policies across the organization.
• Monitor adherence to relevant financial regulations, including but not limited to Anti-Money Laundering (AML), Know Your Customer (KYC), and data privacy laws.
• Conduct regular risk assessments to identify potential compliance vulnerabilities and propose mitigation strategies.
• Investigate potential compliance breaches and policy violations, preparing detailed reports and recommending corrective actions.
• Develop and deliver compliance training programs to employees at all levels.
• Stay abreast of changes in regulatory requirements and industry best practices, ensuring the organization remains compliant.
• Liaise with regulatory bodies and external auditors during inspections and reviews.
• Manage and oversee the suspicious activity reporting (SAR) process.
• Advise business units on compliance matters and provide guidance on new products and services.
• Develop and maintain compliance documentation, including policies, procedures, and training materials.
• Oversee the implementation of compliance monitoring and testing programs.
• Evaluate the effectiveness of internal controls related to compliance.
• Contribute to the development and refinement of the company's risk management framework.
• Ensure data integrity and accuracy in all compliance-related reporting.
• Foster a strong culture of compliance throughout the organization.

• Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or relevant professional certification (e.g., CAMS, CRCM, FRM) is highly desirable.
• Minimum of 6 years of experience in a compliance or regulatory role within the financial services industry.
• In-depth knowledge of financial regulations (e.g., AML, KYC, sanctions screening, GDPR, MiFID II, FATCA).
• Proven experience in developing and implementing compliance policies and procedures.
• Strong analytical and problem-solving skills with a keen eye for detail.
• Excellent communication, interpersonal, and presentation skills.
• Demonstrated ability to work independently, manage multiple priorities, and lead projects in a remote environment.
• Proficiency in compliance management software and tools.
• High ethical standards and integrity.
• Experience in conducting compliance investigations and audits.
• Ability to interpret complex regulations and apply them to business operations.
• Experience working with cross-functional teams and senior management.
• Familiarity with emerging regulatory trends and technologies is a plus.