4 Senior Compliance Officer Financial Regulations jobs in whatjobs
Senior Compliance Officer - Financial Regulations
Posted 20 days ago
Job Viewed
Job Description
Our client, a respected international financial services group, is seeking a seasoned Senior Compliance Officer to join their fully remote compliance department. This role is essential for ensuring that the organization adheres to all applicable financial regulations, laws, and internal policies across its operations. The ideal candidate will possess a deep understanding of regulatory frameworks, strong analytical skills, and the ability to develop and implement effective compliance programs. You will play a key role in mitigating regulatory risk and upholding the company's commitment to integrity and ethical conduct.
Key Responsibilities:
Key Responsibilities:
- Develop, implement, and maintain robust compliance programs and policies across the organization.
- Monitor adherence to relevant financial regulations, including but not limited to Anti-Money Laundering (AML), Know Your Customer (KYC), and data privacy laws.
- Conduct regular risk assessments to identify potential compliance vulnerabilities and propose mitigation strategies.
- Investigate potential compliance breaches and policy violations, preparing detailed reports and recommending corrective actions.
- Develop and deliver compliance training programs to employees at all levels.
- Stay abreast of changes in regulatory requirements and industry best practices, ensuring the organization remains compliant.
- Liaise with regulatory bodies and external auditors during inspections and reviews.
- Manage and oversee the suspicious activity reporting (SAR) process.
- Advise business units on compliance matters and provide guidance on new products and services.
- Develop and maintain compliance documentation, including policies, procedures, and training materials.
- Oversee the implementation of compliance monitoring and testing programs.
- Evaluate the effectiveness of internal controls related to compliance.
- Contribute to the development and refinement of the company's risk management framework.
- Ensure data integrity and accuracy in all compliance-related reporting.
- Foster a strong culture of compliance throughout the organization.
- Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or relevant professional certification (e.g., CAMS, CRCM, FRM) is highly desirable.
- Minimum of 6 years of experience in a compliance or regulatory role within the financial services industry.
- In-depth knowledge of financial regulations (e.g., AML, KYC, sanctions screening, GDPR, MiFID II, FATCA).
- Proven experience in developing and implementing compliance policies and procedures.
- Strong analytical and problem-solving skills with a keen eye for detail.
- Excellent communication, interpersonal, and presentation skills.
- Demonstrated ability to work independently, manage multiple priorities, and lead projects in a remote environment.
- Proficiency in compliance management software and tools.
- High ethical standards and integrity.
- Experience in conducting compliance investigations and audits.
- Ability to interpret complex regulations and apply them to business operations.
- Experience working with cross-functional teams and senior management.
- Familiarity with emerging regulatory trends and technologies is a plus.
This advertiser has chosen not to accept applicants from your region.
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Senior Compliance Officer - Financial Regulations
Posted 20 days ago
Job Viewed
Job Description
Our client, a reputable financial institution, is actively seeking a highly experienced and detail-oriented Senior Compliance Officer to join their fully remote team. This critical role ensures adherence to all applicable financial regulations, laws, and internal policies. You will be responsible for developing, implementing, and maintaining comprehensive compliance programs designed to mitigate legal and regulatory risks. Key duties include conducting regular compliance reviews and audits, investigating potential violations, and developing corrective action plans. You will stay abreast of evolving regulatory landscapes, assess their impact on the organization, and advise senior management on necessary changes. This involves interpreting complex regulatory requirements (e.g., AML, KYC, GDPR, MiFID II) and translating them into practical operational procedures. You will also be involved in creating and delivering compliance training to employees, fostering a strong culture of ethical conduct and regulatory awareness. The ideal candidate will possess a deep understanding of the financial services industry and its regulatory framework. Excellent analytical, research, and problem-solving skills are essential, along with strong written and verbal communication abilities. Experience with compliance management software and a proven ability to manage multiple projects simultaneously in a remote environment are highly valued. We are looking for a proactive, ethical, and astute professional dedicated to upholding the highest standards of compliance and integrity within the financial sector.
Responsibilities:
Responsibilities:
- Develop and implement compliance programs and policies.
- Conduct regular compliance reviews and internal audits.
- Investigate compliance issues and recommend corrective actions.
- Monitor regulatory changes and assess their impact on the organization.
- Interpret and apply financial regulations to business operations.
- Develop and deliver compliance training to employees.
- Liaise with regulatory bodies and external auditors.
- Ensure adherence to AML, KYC, and other relevant compliance standards.
- Maintain accurate compliance records and documentation.
- Bachelor's degree in Law, Finance, Business Administration, or a related field.
- Minimum of 5 years of experience in compliance within the financial services industry.
- In-depth knowledge of financial regulations (e.g., AML, KYC, sanctions screening).
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication skills.
- Experience with compliance management systems is a plus.
- Ability to interpret complex legal and regulatory documents.
- High ethical standards and integrity.
- Proven ability to manage projects independently in a remote setting.
This advertiser has chosen not to accept applicants from your region.
1
Senior Compliance Officer - Financial Regulations
Posted 12 days ago
Job Viewed
Job Description
Our client is seeking a highly principled and detail-oriented Senior Compliance Officer to join our fully remote legal and compliance team. This vital role will focus on ensuring adherence to all applicable financial regulations, laws, and internal policies across our diverse business operations. You will be instrumental in developing, implementing, and maintaining robust compliance programs, conducting risk assessments, and providing guidance on regulatory matters.
Key responsibilities include monitoring changes in the regulatory landscape, interpreting new legislation, and advising business units on compliance implications. You will design and deliver compliance training programs, conduct internal audits and investigations, and manage regulatory reporting requirements. Developing and updating compliance policies and procedures, as well as establishing effective control mechanisms, will be a core part of your function. The ideal candidate will possess a comprehensive understanding of financial services regulations, anti-money laundering (AML), know-your-customer (KYC) principles, and data privacy laws. As a remote position, excellent written and verbal communication skills, strong analytical reasoning, and the ability to work independently and manage your workload effectively are essential. You must be proactive in identifying potential compliance issues and recommending appropriate solutions.
We are looking for a dedicated professional with a proven ability to navigate complex regulatory environments. A Bachelor's degree in Law, Finance, Business Administration, or a related field is required. A Master's degree or relevant professional certifications (e.g., CAMS, CRCM) are highly desirable. A minimum of 6 years of experience in compliance, risk management, or regulatory affairs, preferably within the financial services sector, is essential. Demonstrable experience in developing and implementing compliance programs is a must. Strong knowledge of relevant legal and regulatory frameworks is crucial. Excellent investigative and analytical skills, combined with the ability to present complex information clearly and concisely, are highly valued. If you are a vigilant compliance expert seeking a challenging and impactful remote role, we encourage you to apply. This role supports our global compliance framework, impacting operations and entities that may have ties to Machakos, Machakos, KE , all managed remotely.
Key responsibilities include monitoring changes in the regulatory landscape, interpreting new legislation, and advising business units on compliance implications. You will design and deliver compliance training programs, conduct internal audits and investigations, and manage regulatory reporting requirements. Developing and updating compliance policies and procedures, as well as establishing effective control mechanisms, will be a core part of your function. The ideal candidate will possess a comprehensive understanding of financial services regulations, anti-money laundering (AML), know-your-customer (KYC) principles, and data privacy laws. As a remote position, excellent written and verbal communication skills, strong analytical reasoning, and the ability to work independently and manage your workload effectively are essential. You must be proactive in identifying potential compliance issues and recommending appropriate solutions.
We are looking for a dedicated professional with a proven ability to navigate complex regulatory environments. A Bachelor's degree in Law, Finance, Business Administration, or a related field is required. A Master's degree or relevant professional certifications (e.g., CAMS, CRCM) are highly desirable. A minimum of 6 years of experience in compliance, risk management, or regulatory affairs, preferably within the financial services sector, is essential. Demonstrable experience in developing and implementing compliance programs is a must. Strong knowledge of relevant legal and regulatory frameworks is crucial. Excellent investigative and analytical skills, combined with the ability to present complex information clearly and concisely, are highly valued. If you are a vigilant compliance expert seeking a challenging and impactful remote role, we encourage you to apply. This role supports our global compliance framework, impacting operations and entities that may have ties to Machakos, Machakos, KE , all managed remotely.
This advertiser has chosen not to accept applicants from your region.
2
Senior Compliance Officer - Financial Regulations
Posted 14 days ago
Job Viewed
Job Description
Our client, a prominent financial institution, is seeking a highly experienced Senior Compliance Officer to join their fully remote legal and compliance team. This crucial role will ensure adherence to all relevant financial regulations, policies, and procedures. You will be responsible for developing, implementing, and maintaining robust compliance programs, conducting internal audits, and managing regulatory examinations. The ideal candidate will possess extensive knowledge of financial services laws and a proven ability to interpret and apply complex regulatory requirements.
This is a fully remote position, allowing you to contribute effectively from your home office. You will work collaboratively with various departments, including operations, risk management, and IT, to embed a strong culture of compliance throughout the organization. Key responsibilities include conducting risk assessments, developing training materials for employees, investigating compliance breaches, and advising senior management on compliance-related matters. You will stay abreast of evolving regulatory landscapes and proactively adapt compliance strategies. Exceptional analytical, communication, and investigative skills are essential for success in this demanding role.
Key Responsibilities:
Qualifications:
If you are a dedicated compliance professional looking for a challenging and rewarding remote career opportunity, we encourage you to apply.
This is a fully remote position, allowing you to contribute effectively from your home office. You will work collaboratively with various departments, including operations, risk management, and IT, to embed a strong culture of compliance throughout the organization. Key responsibilities include conducting risk assessments, developing training materials for employees, investigating compliance breaches, and advising senior management on compliance-related matters. You will stay abreast of evolving regulatory landscapes and proactively adapt compliance strategies. Exceptional analytical, communication, and investigative skills are essential for success in this demanding role.
Key Responsibilities:
- Develop, implement, and oversee the company's compliance program in accordance with relevant financial regulations (e.g., AML/KYC, data privacy).
- Conduct regular internal audits and assessments to identify potential compliance risks and areas for improvement.
- Monitor regulatory changes and ensure timely updates to policies and procedures.
- Manage relationships with regulatory bodies and facilitate regulatory examinations.
- Investigate and resolve compliance issues and potential violations, recommending corrective actions.
- Develop and deliver compliance training programs for employees across all levels.
- Advise senior management on compliance strategies and best practices.
- Prepare compliance reports for management and regulatory authorities.
- Promote a strong ethical culture and awareness of compliance obligations throughout the organization.
- Stay current with industry best practices and emerging compliance trends.
Qualifications:
- Bachelor's degree in Law, Finance, Business Administration, or a related field.
- Minimum of 6 years of experience in a compliance role within the financial services industry.
- In-depth knowledge of relevant financial regulations and legal frameworks.
- Proven experience in developing and implementing compliance programs.
- Strong analytical, problem-solving, and investigative skills.
- Excellent written and verbal communication skills, with the ability to explain complex regulations clearly.
- Experience with regulatory reporting and managing regulatory interactions.
- Proficiency in compliance management software and tools.
- Ability to work independently and manage multiple priorities in a remote environment.
- Professional certifications (e.g., CAMS, CRCM) are a strong asset.
If you are a dedicated compliance professional looking for a challenging and rewarding remote career opportunity, we encourage you to apply.
This advertiser has chosen not to accept applicants from your region.
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