7 Senior Compliance Officer jobs in WhatJobs Direct
Senior Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Our client is seeking a highly experienced and detail-oriented Senior Compliance Officer to join their established team. This pivotal role is responsible for ensuring that all business operations adhere to relevant laws, regulations, and internal policies, particularly within the banking and finance sector. You will play a critical part in developing, implementing, and maintaining a robust compliance program. Your responsibilities will include conducting internal audits, risk assessments, and investigations to identify potential compliance breaches. You will be involved in drafting and updating compliance policies and procedures, providing guidance and training to staff, and monitoring regulatory changes to ensure timely adaptation. A significant aspect of your role will involve interacting with regulatory bodies and managing external examinations. The ideal candidate will possess a deep understanding of financial regulations, anti-money laundering (AML) laws, Know Your Customer (KYC) requirements, and other relevant compliance frameworks. Proven experience in compliance, internal audit, or risk management within the financial services industry is essential. Excellent analytical, problem-solving, and report-writing skills are paramount, as is the ability to communicate complex regulatory requirements clearly and effectively to diverse stakeholders. You must be a highly ethical and trustworthy individual with strong organizational skills and the ability to manage multiple priorities. While this role offers a hybrid work model, occasional in-office presence may be required for team collaboration and specific operational needs. Experience with compliance software and risk management tools is highly beneficial.
Responsibilities:
Responsibilities:
- Develop and implement comprehensive compliance programs and policies.
- Conduct regular compliance audits and risk assessments.
- Monitor regulatory changes and ensure adherence to new requirements.
- Investigate potential compliance violations and recommend corrective actions.
- Provide compliance training and guidance to employees.
- Manage relationships with regulatory authorities and facilitate examinations.
- Oversee AML/KYC procedures and ensure their effectiveness.
- Prepare compliance reports for senior management and regulatory bodies.
- Stay current with industry best practices in compliance and risk management.
- Bachelor's degree in Law, Finance, Business Administration, or a related field.
- 5+ years of experience in compliance, risk management, or internal audit within the banking or financial services sector.
- In-depth knowledge of financial regulations, AML/KYC requirements, and relevant laws.
- Strong analytical, investigative, and problem-solving skills.
- Excellent report writing and communication skills.
- Experience working with compliance management systems is a plus.
- High ethical standards and integrity.
- Ability to manage multiple tasks and meet deadlines.
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Senior Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Our client, a prestigious financial services firm, is looking for a highly motivated and detail-oriented Senior Compliance Officer to join their fully remote team. This role is critical in ensuring adherence to all relevant financial regulations and internal policies, thereby safeguarding the company's reputation and operational integrity. You will be responsible for developing, implementing, and managing compliance programs and procedures. This includes conducting risk assessments, performing internal audits, and investigating potential compliance breaches. The ideal candidate will possess a deep understanding of financial laws and regulatory frameworks applicable to banking and financial services. You will play a key role in advising management on compliance matters, developing training materials for staff, and fostering a strong compliance culture throughout the organization. As a remote position, exceptional communication and organizational skills are paramount. You will proactively manage your workload, ensuring all compliance obligations are met in a timely and efficient manner. Collaboration with external regulators and auditors will also be a significant part of your responsibilities. This role offers a chance to make a substantial impact on the company's risk management framework and its commitment to ethical business practices. We are seeking an individual who is proactive, possesses strong analytical skills, and can effectively interpret and apply complex regulatory requirements. Responsibilities include:
- Developing and implementing comprehensive compliance policies and procedures.
- Conducting regular compliance risk assessments and audits.
- Investigating potential compliance violations and recommending corrective actions.
- Monitoring regulatory changes and ensuring organizational adaptation.
- Providing compliance training and guidance to staff across departments.
- Liaising with regulatory bodies and external auditors.
- Managing the company's anti-money laundering (AML) and know your customer (KYC) programs.
- Preparing compliance reports for senior management and regulatory authorities.
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1
Senior Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Our client is seeking a highly experienced and meticulous Senior Compliance Officer to join our dynamic, fully remote team. This role is crucial for ensuring that our operations adhere to all relevant legal, regulatory, and ethical standards across our business activities. The ideal candidate will possess a comprehensive understanding of compliance frameworks, risk management, and regulatory reporting. You will be responsible for developing and implementing compliance policies and procedures, conducting internal audits, investigating potential breaches, and providing guidance to staff on compliance matters. This is a fully remote position, requiring strong analytical skills, excellent communication, and the ability to work autonomously while collaborating effectively with stakeholders across different departments. Key responsibilities include staying up-to-date with legislative changes, assessing compliance risks, developing training programs for employees, and managing relationships with regulatory bodies. The successful candidate will have a proven ability to interpret complex regulations and translate them into practical operational guidelines. Experience in a regulated industry such as finance, healthcare, or technology is highly advantageous. If you are a dedicated compliance professional committed to upholding the highest standards of integrity and possess the skills to thrive in a remote work environment, we encourage you to apply.
Responsibilities:
Location: Naivasha, Nakuru, KE
Responsibilities:
- Develop, implement, and maintain robust compliance policies and procedures.
- Conduct regular internal audits and risk assessments to ensure adherence to regulations.
- Investigate and report on potential compliance violations or breaches.
- Provide expert guidance and training to employees on compliance-related matters.
- Stay informed about changes in relevant laws and regulations and update policies accordingly.
- Liaise with regulatory authorities and external auditors.
- Develop and manage compliance training programs for all staff.
- Monitor and report on the effectiveness of the compliance program.
- Promote a strong compliance culture throughout the organization.
- Manage and maintain compliance documentation and records.
- Bachelor's degree in Law, Business Administration, Finance, or a related field. Advanced degree or professional certification (e.g., CCEP, CRCM) is a plus.
- Minimum of 5-7 years of experience in compliance, regulatory affairs, or risk management.
- In-depth knowledge of relevant industry regulations and legal frameworks.
- Proven experience in developing and implementing compliance programs.
- Excellent analytical, investigative, and problem-solving skills.
- Strong written and verbal communication skills, with the ability to explain complex legal/regulatory issues clearly.
- Proficiency in using compliance management software and tools.
- Ability to work independently and manage multiple projects effectively in a remote setting.
- High ethical standards and impeccable integrity.
- Experience in (relevant industry if applicable) is highly preferred.
Location: Naivasha, Nakuru, KE
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2
Senior Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Our client, a reputable financial services provider, is seeking an experienced Senior Compliance Officer to join their dedicated team. This is a fully remote opportunity, enabling you to contribute to a robust compliance framework from anywhere. You will be responsible for ensuring adherence to all relevant laws, regulations, and internal policies within the financial sector. Key duties include developing, implementing, and maintaining comprehensive compliance programs, conducting internal audits and risk assessments, and investigating potential compliance breaches. The ideal candidate will possess a thorough understanding of banking and financial regulations, AML/KYC procedures, and data privacy requirements. You will work closely with various departments to provide guidance on compliance matters, conduct training sessions for employees, and stay updated on evolving regulatory landscapes. Strong analytical and problem-solving skills are essential, as is the ability to interpret complex legal and regulatory texts. You will be instrumental in developing and refining compliance policies and procedures, ensuring they are practical and effective. Experience in drafting compliance reports for senior management and regulatory authorities is required. Excellent communication and interpersonal skills are crucial for liaising with internal stakeholders and external regulators. We are looking for a highly organized, ethical, and proactive individual who can champion a culture of compliance throughout the organization. A minimum of 5 years of experience in a compliance role within the financial services industry is preferred. Relevant professional qualifications or certifications in compliance are a significant advantage. This remote role supports operations that have a strong connection to **Kitale, Trans-Nzoia, KE**. Our client is committed to equal opportunity and values a diverse workforce.
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3
Senior Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Our client is looking for a highly experienced and diligent Senior Compliance Officer to join their remote legal and compliance team. This critical role is responsible for ensuring that the organization operates in full compliance with all relevant laws, regulations, and internal policies. The Senior Compliance Officer will play a key part in developing, implementing, and maintaining a comprehensive compliance program. This includes conducting regular compliance audits, risk assessments, and investigations, as well as providing guidance and training to employees on compliance matters. The successful candidate will have a strong understanding of regulatory frameworks relevant to our industry, excellent analytical skills, and the ability to translate complex regulatory requirements into practical business solutions. As a fully remote position, you will be expected to work autonomously, maintain strong communication with stakeholders across different departments and time zones, and leverage technology to manage compliance activities effectively. You will be instrumental in fostering a culture of ethical conduct and integrity throughout the organization, with a focus on areas impacting operations that may extend to regions like **Kakamega**.
Responsibilities:
Responsibilities:
- Develop, implement, and manage the organization's compliance program.
- Conduct regular compliance reviews and risk assessments to identify potential areas of non-compliance.
- Investigate reported compliance concerns and allegations, ensuring thoroughness and confidentiality.
- Develop and deliver compliance training programs to employees at all levels.
- Monitor changes in relevant laws and regulations and update compliance policies and procedures accordingly.
- Advise business units on compliance-related matters and provide practical solutions.
- Prepare compliance reports for senior management and regulatory bodies as required.
- Maintain up-to-date knowledge of industry best practices and regulatory trends.
- Promote a strong compliance culture within the organization.
- Manage relationships with external auditors and regulatory agencies.
- Bachelor's degree in Law, Business Administration, Finance, or a related field. A Master's degree or relevant professional certification (e.g., CCEP, CRCM) is a plus.
- Minimum of 7 years of experience in a compliance, legal, or audit role, preferably within a regulated industry.
- In-depth knowledge of relevant regulatory requirements (e.g., anti-corruption, data privacy, financial regulations).
- Strong analytical, investigative, and problem-solving skills.
- Excellent written and verbal communication skills, with the ability to present complex information clearly and concisely.
- Proven ability to manage multiple priorities and work independently in a remote setting.
- High level of integrity and ethical conduct.
- Proficiency in compliance management software and tools is advantageous.
- Experience in conducting internal investigations and managing regulatory inquiries.
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4
Senior Compliance Officer
Posted 2 days ago
Job Viewed
Job Description
Our client, a leading financial institution, is seeking a highly experienced and diligent Senior Compliance Officer to join their fully remote team. This role is critical in ensuring the organization adheres to all relevant laws, regulations, and internal policies. You will be responsible for developing, implementing, and maintaining robust compliance programs across various business functions. The ideal candidate will possess a comprehensive understanding of regulatory frameworks governing the financial services industry, including AML/KYC, data privacy, and consumer protection. This is a remote-first position, offering the flexibility to work from anywhere while collaborating virtually with stakeholders across different departments and geographies. Your responsibilities will include conducting risk assessments, developing and delivering compliance training, performing internal audits, and investigating potential compliance breaches. You will also advise senior management on emerging compliance risks and recommend strategies to mitigate them. The successful candidate will demonstrate exceptional analytical, investigative, and communication skills, with a keen eye for detail and a strong ethical compass. You will play a vital role in fostering a culture of compliance throughout the organization, ensuring business practices align with regulatory requirements and ethical standards. This position requires a proactive approach to identifying and addressing compliance challenges, staying current with evolving regulatory landscapes, and contributing to the overall integrity and reputation of the company.
Responsibilities:
Responsibilities:
- Develop, implement, and manage the company's compliance program.
- Ensure adherence to all applicable laws, regulations, and industry standards.
- Conduct regular risk assessments and identify potential compliance vulnerabilities.
- Develop and deliver comprehensive compliance training to employees.
- Perform internal audits and investigations to ensure adherence to policies and procedures.
- Monitor regulatory changes and advise management on their impact.
- Develop and update compliance policies and procedures as needed.
- Investigate and resolve compliance-related issues and concerns.
- Liaise with regulatory bodies and external auditors.
- Promote a strong culture of compliance throughout the organization.
- Bachelor's degree in Law, Finance, Business Administration, or a related field; Master's degree or relevant professional certification (e.g., CAMS, CRCM) is highly desirable.
- 7+ years of progressive experience in compliance, risk management, or internal audit within the financial services industry.
- In-depth knowledge of relevant regulatory frameworks (e.g., AML, KYC, GDPR, consumer protection).
- Proven experience in conducting risk assessments, audits, and investigations.
- Excellent analytical, problem-solving, and critical thinking skills.
- Strong written and verbal communication skills, with the ability to explain complex regulations clearly.
- Proficiency in compliance management software and tools.
- Demonstrated ability to work independently and manage multiple priorities in a remote setting.
- High ethical standards and integrity.
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