369 Senior Auditor Financial Compliance jobs in Kenya

• Plan and execute financial audits in accordance with established auditing standards.
• Assess internal control systems and identify control weaknesses.
• Perform testing of financial statements and related disclosures.
• Analyze financial data and identify anomalies or potential risks.
• Prepare comprehensive audit reports, documenting findings and recommendations.
• Communicate audit results and recommendations to management and stakeholders.
• Follow up on audit findings to ensure that corrective actions are implemented effectively.
• Stay current with changes in accounting standards, regulations, and auditing practices.
• Assist in the development and implementation of audit plans.
• Maintain professional skepticism and objectivity throughout the audit process.

• Bachelor's degree in Accounting, Finance, or a related field.
• Professional auditing certification (e.g., CIA, CPA, ACCA) is mandatory.
• Minimum of 6 years of experience in financial auditing.
• Extensive knowledge of auditing principles, procedures, and techniques.
• Proficiency in audit management software and data analytics tools.
• Strong understanding of internal controls and risk assessment methodologies.
• Excellent analytical, problem-solving, and critical thinking skills.
• Superior written and verbal communication skills.
• Ability to work independently and manage multiple audit projects in a remote setting.
• Thorough knowledge of relevant financial regulations and compliance requirements.

• Plan, execute, and manage financial compliance audits for a diverse portfolio of clients.
• Assess the design and effectiveness of internal control systems to prevent and detect fraud and errors.
• Identify non-compliance with financial regulations, accounting standards, and company policies.
• Perform detailed testing of financial transactions and account balances.
• Prepare comprehensive audit reports, highlighting findings, risks, and recommendations for remediation.
• Communicate audit results effectively to clients' management and relevant stakeholders.
• Stay current with changes in accounting standards, regulatory requirements, and auditing best practices.
• Develop and maintain strong client relationships, serving as a trusted advisor.
• Supervise and mentor junior auditors, providing guidance and feedback on audit engagements.
• Assist in the development of audit plans and methodologies.
• Participate in firm-wide initiatives to enhance audit quality and service offerings.

• Certified Public Accountant (CPA) or equivalent professional qualification.
• Minimum of 6 years of experience in auditing, with a significant focus on financial compliance and internal controls.
• Solid understanding of auditing standards (e.g., ISA), financial reporting frameworks (e.g., IFRS), and relevant regulatory requirements.
• Proven experience in risk assessment and internal control evaluation.
• Excellent analytical, problem-solving, and critical-thinking skills.
• Proficiency in using audit software and data analytics tools.
• Strong written and verbal communication skills, with the ability to present complex information clearly.
• Demonstrated ability to manage multiple audit engagements, prioritize tasks, and meet deadlines in a remote environment.
• High degree of professionalism, integrity, and attention to detail.
• Experience in specific industries (e.g., banking, manufacturing) is a plus.

• Provide expert legal advice and interpretation on a wide range of financial regulations, including but not limited to banking, securities, AML, KYC, and data privacy laws.
• Develop, implement, and maintain comprehensive compliance policies, procedures, and controls across the organization.
• Conduct regular compliance risk assessments to identify potential areas of vulnerability and non-compliance.
• Oversee the development and delivery of compliance training programs for employees at all levels.
• Manage regulatory examinations and inquiries from bodies such as central banks, securities commissions, and other financial regulatory authorities.
• Investigate potential compliance breaches and recommend appropriate remedial actions.
• Stay abreast of evolving regulatory landscapes, industry best practices, and emerging risks.
• Collaborate with business units to ensure compliance is integrated into new products, services, and initiatives.
• Serve as a key point of contact for regulatory agencies.
• Review and advise on marketing materials and public disclosures to ensure regulatory compliance.
• Assist in the development and implementation of sanctions screening and trade compliance programs.
• Advise on legal aspects of financial crime prevention and investigation.

• Juris Doctor (JD) or equivalent law degree from an accredited institution.
• Admission to the bar and in good standing in at least one relevant jurisdiction.
• Minimum of 8 years of experience in financial services law, with a significant focus on regulatory compliance, AML, KYC, and securities regulations.
• In-depth knowledge of international and domestic financial regulations applicable to banking and investment services.
• Proven experience in developing and implementing compliance programs within a regulated financial institution.
• Strong analytical, problem-solving, and risk assessment skills.
• Excellent written and verbal communication skills, with the ability to explain complex legal and regulatory concepts clearly.
• Ability to manage multiple priorities, work under pressure, and meet tight deadlines in a remote setting.
• Experience working with regulatory bodies and managing regulatory interactions.
• High degree of professional ethics and integrity.
• Proficiency in legal research and compliance management software.

• Develop, implement, and maintain comprehensive financial compliance programs and policies.
• Conduct regular internal audits and risk assessments to identify compliance gaps and areas of concern.
• Ensure adherence to all applicable national and international financial regulations, including AML, KYC, and data privacy laws.
• Lead and mentor a team of compliance analysts, providing training, feedback, and performance management.
• Investigate suspicious activities and potential breaches of compliance, recommending and implementing corrective actions.
• Liaise with external regulatory bodies and auditors as required.
• Prepare detailed compliance reports for senior management and relevant stakeholders.
• Stay current with changes in financial regulations and industry best practices, updating policies and procedures accordingly.
• Promote a strong culture of compliance and ethical conduct throughout the organization.
• Manage and oversee the implementation of compliance-related technology solutions.

• Bachelor's degree in Finance, Law, Business Administration, or a related field.
• Minimum of 7 years of progressive experience in financial compliance, audit, or risk management, preferably within a banking or financial services environment.
• In-depth knowledge of banking regulations, AML/KYC procedures, and financial crime prevention.
• Proven experience in developing and implementing compliance frameworks and policies.
• Demonstrated leadership experience with the ability to manage and motivate a remote team.
• Excellent analytical, critical thinking, and problem-solving skills.
• Strong understanding of data protection and privacy regulations.
• Professional certifications such as CAMS, CRCM, or similar are highly desirable.
• Exceptional written and verbal communication skills, with the ability to present complex information clearly and concisely.
• Proficiency in compliance management software and MS Office Suite.

We are a national firm with a strong track record of growth in both size and complexity of work. As part of our ongoing expansion, we are seeking a dedicated
Technical Compliance Manager
to manage the technical compliance functions, support risk management initiatives, ensure regulatory adherence, and drive continuous improvement in operational standards.

The ideal candidate will be a qualified Accountant/Auditor with experience in an accountancy practice, ideally in a
technical or compliance-focused role
. Experience
working with QAD, ICAEW
, in a compliance role within
a Top 40 accountancy firm
is highly desirable.

As Technical Compliance Manager, you will be responsible for implementing and managing the firm's compliance frameworks and providing day-to-day oversight of compliance processes. You will work closely with senior stakeholders including the Audit Committee, Audit Compliance Partner, and Managing Partner to support and enhance compliance across the firm.

This role offers flexibility with remote and/or in-office work. Travel is minimal—typically just one visit per office per year—making it an excellent opportunity for professionals seeking a more balanced and collaborative working environment.

Key Responsibilities
Compliance Management & Oversight:

• Manage and maintain the firm's compliance framework, ensuring regulatory standards are consistently met.
• Coordinate compliance activity across the firm, including liaising with Responsible Individuals (RIs) and the Compliance team.
• Support the Audit Compliance Partner and Audit Committee with the implementation and monitoring of compliance initiatives.
• Monitor and report on compliance performance and support action planning for any areas of concern.
• Ensure internal stakeholders are kept informed and up to date on compliance expectations and changes.

Technical Advisory & Support

• Provide expert guidance to client-facing partners and managers on audit standards, financial reporting, anti-money laundering, ethics, and conflicts of interest.
• Act as the key point of contact for ICAEW compliance-related queries and correspondence.

Quality Assurance & File Review

• Lead the firm's cold file review process across all offices, ensuring a consistent and robust approach.
• Conduct hot file reviews and Engagement Quality Reviews (EQRs) in line with professional and internal requirements.
• Identify areas for improvement in working practices and contribute to the development of more efficient and compliant procedures.

Regulatory Compliance & Reporting

• Manage the submission of ICAEW Annual Returns for all regulated entities within the firm.
• Coordinate preparation for ICAEW regulatory visits (audit and non-audit), and support follow-up actions post-visit.
• Stay informed of changes in legislation and regulation, updating policies and procedures as required.

Training & Continuous Improvement

• Oversee and coordinate compliance-related training, including induction programs and ongoing CPD.
• Conduct compliance due diligence as part of acquisition and merger activity.
• Review and update internal policies, ensuring continuous alignment with best practices and regulatory standards.
• Monitor outsourced functions to ensure UK compliance obligations are met.

Essential
Skills and Experience

• Qualified Accountant/Auditor (ACA/ACCA or equivalent).
• Experience in a technical or compliance-focused role within an accountancy practice.
• Strong understanding of ICAEW and FRC ethical and regulatory frameworks.
• Experience conducting file reviews and supporting compliance processes.
• Excellent communication skills and the ability to manage relationships across a multi-office structure.

Desirable

• Experience in a compliance management role within a Top 40 accountancy firm or regulatory body.
• Involvement in acquisition-related compliance due diligence and integration.
• Previous experience in managing or coordinating external regulatory inspections or visits.

Why Join Us

• Play a central role in managing compliance at a national and growing firm.
• Help shape and refine operational compliance processes with the support of senior leadership.
• Collaborate across teams in a culture that values practical, hands-on contribution.
• Enjoy flexible working arrangements that support work-life balance.
• Receive a competitive remuneration and benefits package.
• Competitive package and benefits, including 25 days holiday.

Apply now

As a top 40 UK firm of Chartered Accountants, we go beyond the numbers—partnering with businesses, corporate clients, charities, and individuals to drive success. Whether supporting growing enterprises or guiding nonprofits, we provide expert financial insight with a personal touch.

• Develop and implement robust risk management policies and procedures across various financial areas, including market risk, credit risk, operational risk, and liquidity risk.
• Conduct comprehensive risk assessments and identify potential vulnerabilities and threats to the organization.
• Design and oversee the execution of risk mitigation strategies and control measures.
• Ensure the firm's compliance with relevant financial regulations (e.g., central bank guidelines, international standards).
• Monitor risk exposures and provide regular reports to senior management and the board of directors.
• Lead internal and external audits related to risk management and compliance.
• Develop and deliver risk management training programs to employees at all levels.
• Stay abreast of changes in the regulatory environment and industry best practices.
• Collaborate with legal, compliance, and business units to integrate risk management into strategic decision-making.
• Manage and mentor a team of risk analysts and specialists.

• Master's degree in Finance, Economics, Risk Management, or a related quantitative field. Professional certifications such as FRM, PRM, or CFA are highly desirable.
• Minimum of 8 years of progressive experience in financial risk management, with a significant focus on regulatory compliance.
• In-depth knowledge of financial markets, instruments, and associated risks.
• Proven expertise in implementing and managing risk management frameworks (e.g., Basel Accords, Solvency II).
• Strong understanding of financial regulations and compliance requirements in the banking and financial services sector.
• Excellent analytical, problem-solving, and strategic thinking skills.
• Exceptional written and verbal communication skills, with the ability to articulate complex risk concepts to diverse audiences.
• Proven leadership and team management experience.
• Ability to work independently and manage multiple priorities in a fast-paced, remote environment.
• Must possess a reliable high-speed internet connection and a dedicated home office setup conducive to managing sensitive financial information and remote collaboration.